by Krisan Marotta | Jul 8, 2016 | Billing, KBO, SEC Audits
During the last two SEC Audits I “enjoyed” with my managers, the SEC Auditors requested a spreadsheet containing the “value of each client’s account at end of period that was used for purposes of calculating its advisory fee for the most recent...
by Krisan Marotta | Jun 23, 2016 | KBO, Tech Help
Installing PortfolioCenter is fairly straightforward, but what if your client database is not called “PortfolioCenter”? Perhaps you’re merging businesses with another manager or you outsource PortfolioCenter and your database is called something...
by Krisan Marotta | Jun 3, 2016 | KBO, Reporting
Starting with the July 2016 statements (mailed in August 2016), Schwab will send monthly statements only for accounts where there is “qualifying activity”. Otherwise they will send quarterly statements. You should be prepared for clients to call wondering...
by Krisan Marotta | May 31, 2016 | Cost Basis, KBO
On May 18, 2016, Charter Communications, Inc. (CHTR) merged with Time Warner Cable Inc (TWR). If you have clients that held CHTR prior to the merger you need to handle this stock split a little differently. What happened For each share held of TWC prior to the...
by Krisan Marotta | May 10, 2016 | KBO, Tech Help
Take advantage of the slower summer months to give your PortfolioCenter database a tune-up. Keeping the details streamlined not only makes your daily tasks more efficient, it reduces the likelihood of hitting speed bumps during the quarter-end rush. Here’s a...
