by Krisan Marotta | Nov 26, 2011 | KBO, Reporting
[heading size=”19″]Security Classification Comparison[/heading] [table] Can be used for Asset Class Sector Subsector Level Highest Middle Smallest Sorting on Reports Yes Yes Yes Reporting IRR on the Portfolio Holdings Report Yes Yes Yes Reporting IRR on...
by Krisan Marotta | Nov 19, 2011 | KBO, Reporting
SubSector codes are the categories YOU would choose to diversify your Sectors. Subsector codes are the numbers on a your Sector streets. Various streets may have the same numbers, but to find a specific building, you need to locate it by the street and neighborhood....
by Krisan Marotta | Nov 17, 2011 | KBO, Reporting
Sectors are the categories you would choose to diversify your Asset Classes. Sectors are the streets that run through your Asset Class neighborhoods. While the same street may run through several neighborhoods, to find a specific location, you narrow your search to...
by Krisan Marotta | Nov 15, 2011 | KBO, Reporting
Asset Classes describe your broadest investment category and should be the highest level of classification you use to describe portfolio composition and performance on client reports. Think of assets as the neighborhoods of your investment city. Asset Classes should...
by Krisan Marotta | Oct 27, 2011 | KBO, Random Musings
According to an analysis by Paladin Registry in July, 2011, when choosing their financial advisor, 57% use a subjective approach, 31% use an objective approach and 10% have no process. In his ByAllAccounts blog post How Investors Select Financial Advisors (October...
by Krisan Marotta | Oct 15, 2011 | KBO, SEC Audits
Mid-size RIAs may want to read the blog post by Chris Winn & Greg Brown from AdvisorAssist on the SEC to State Transition at the ByAllAccounts blog. Their post contains the critical dates for compliance and when to transition. In July 2010, President Obama signed...
