by Krisan Marotta | Feb 4, 2014 | KBO, Reporting, SEC Audits
Suppose an SEC Auditor is asking for a transaction export and you see the error “Export Failed!” when attempting to export the ledger from the PortfolioCenter Export Wizard. Opening the log the log will likely reveal something like this: Retrieving...
by Krisan Marotta | Aug 14, 2012 | KBO, SEC Audits
When the SEC auditors come knocking, they usually require lengthy, detailed information about your business. One of my managers received a 13-page document specifying the information he had to gather — for a “limited scope examination.” ...
